Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patricia? Claim Your ProfilePatricia Hawkins is a registered representative with Wells Fargo Securities, LLC. Patricia has been in the securities industry since June 14, 1993. Patricia holds Series 7, Series 63, Series 99TO and SIE licenses. Patricia is registered with the state of California and 52 other states and is currently associated with the firm's El Segundo, CA branch office. Prior to Wells Fargo Securities, LLC, Patricia has worked with Wells Fargo Institutional Securities, LLC, Wells Fargo Brokerage Services, L.L.C., Wells Fargo Investments, LLC, Wells Fargo Securities Inc., Nomura Securities International, Inc., Smith Barney, Harris Upham & Co., Incorporated and Morgan Stanley & Co., Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
05/01/2012 - Present
Wells Fargo Securities, LLC (EL SEGUNDO CA)
CA
03/15/2001 - 03/02/2015
WELLS FARGO INSTITUTIONAL SECURITIES, LLC (LOS ANGELES CA)
CA
02/02/1999 - 05/09/2006
WELLS FARGO BROKERAGE SERVICES, L.L.C. (LOS ANGELES CA)
CA
05/02/2001 - 05/31/2001
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
CA
07/29/1997 - 05/02/2001
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
NY
08/12/1994 - 07/25/1997
NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)
NY
10/04/1991 - 08/18/1992
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (NEW YORK NY)
NY
04/23/1991 - 08/06/1991
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
IA
Issued 05/15/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/01/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/15/1991
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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