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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patricia? Claim Your ProfilePatricia Walsh is a financial advisor with Stifel, Nicolaus & Company, Inc., a firm with over $1 trillion in assets under management. Patricia has been working in the financial industry since 1986 and has a broad range of experience, including working at firms like Morgan Stanley Smith Barney and Citigroup Global Markets Inc. Patricia is registered to provide securities advice in 28 states, and is also a registered Investment Advisor in Connecticut and Texas. Patricia can provide a variety of financial services, including financial planning, portfolio management for individuals and businesses, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
11/13/2017 - Present
Stifel, Nicolaus & Company, Inc. (MADISON CT)
CT
06/01/2009 - 05/02/2012
MORGAN STANLEY SMITH BARNEY (MADISON CT)
CT
02/21/2006 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (NEW HAVEN CT)
CT
09/18/1995 - 02/21/2006
LEGG MASON WOOD WALKER, INCORPORATED (NEW HAVEN CT)
NY
07/12/1988 - 09/22/1995
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NA
07/23/1986 - 07/19/1988
SHEARSON LEHMAN HUTTON INC.
IA
Issued 09/13/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/24/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/09/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/25/1986
Series 3 - National Commodity Futures Examination
BC
Issued 07/19/1986
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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