Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patricia? Claim Your ProfilePatricia Aschelman Stump is an active registered representative licensed in North Carolina, and affiliated with LPL Financial LLC. Patricia has over 20 years of experience in the financial services industry, starting in 2001. Patricia is a Series 7, Series 9, Series 10, and Series 63 licensed professional. Patricia's previous employment history includes Stiefel, Nicolaus & Company, Incorporated, Morgan Stanley Smith Barney, and Citigroup Global Markets Inc. Patricia's professional certifications and experience include: Series 7, Series 9, Series 10, Series 63.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NC
04/18/2024 - Present
LPL Financial LLC (FAYETTEVILLE NC)
NC
05/11/2012 - 04/26/2024
STIFEL, NICOLAUS & COMPANY, INCORPORATED (FAYETTEVILLE NC)
NC
06/01/2009 - 05/21/2012
MORGAN STANLEY SMITH BARNEY (FAYETTEVILLE NC)
NC
07/10/2001 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (FAYETTEVILLE NC)
BC
Issued 08/06/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/04/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/12/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/09/2001
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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