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Patricia Annette Wright

Smbc Nikko Securities America, Inc.

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About Patricia Annette Wright

Patricia Annette Wright is a financial advisor who has been working in the industry since April 22, 2014. Patricia is currently registered with Smbc Nikko Securities America, Inc. and has been with this firm since February 12, 2020. Previously, Patricia worked for SG AMERICAS SECURITIES, LLC from February 12, 2015 to May 8, 2019 and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED from August 4, 2000 to March 1, 2002. Patricia holds the Series 7, 63, 79, and SIE licenses. Patricia is registered in all 50 states as a broker.

Firm Information

Patricia Wright is currently registered with Smbc Nikko Securities America, Inc.. Smbc Nikko Securities America, Inc. is a Corporation registered in the United States and has been in operation since August 8, 1990. The firm has a presence in all 50 states and the District of Columbia, with a total of 52 state registrations. Smbc Nikko Securities America, Inc. has one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

313

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Patricia Wright’s Registration & Firm History

NY

02/12/2020 - Present

Smbc Nikko Securities America, Inc. (NEW YORK NY)

NY

02/12/2015 - 05/08/2019

SG AMERICAS SECURITIES, LLC (NEW YORK NY)

NY

08/04/2000 - 03/01/2002

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

BC

Issued 04/24/2015

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/12/2015

Series 79 - Investment Banking Registered Representative Examination

BC

Issued 08/03/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Patricia Annette Wright.
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