Unclaimed
Patricia Annette Wright is a financial advisor who has been working in the industry since April 22, 2014. Patricia is currently registered with Smbc Nikko Securities America, Inc. and has been with this firm since February 12, 2020. Previously, Patricia worked for SG AMERICAS SECURITIES, LLC from February 12, 2015 to May 8, 2019 and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED from August 4, 2000 to March 1, 2002. Patricia holds the Series 7, 63, 79, and SIE licenses. Patricia is registered in all 50 states as a broker.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
02/12/2020 - Present
Smbc Nikko Securities America, Inc. (NEW YORK NY)
NY
02/12/2015 - 05/08/2019
SG AMERICAS SECURITIES, LLC (NEW YORK NY)
NY
08/04/2000 - 03/01/2002
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 04/24/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/12/2015
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 08/03/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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