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Patricia anne Rector Korioth

Santander US Capital Markets LLC

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About Patricia anne Rector Korioth

Patricia anne Rector Korioth is a financial professional with over 28 years of experience in the securities industry. Patricia anne is currently registered with Santander US Capital Markets LLC. Prior to that, Patricia anne worked at Amherst Securities Group, L.P., Tejas Securities Group, Inc., Coastal Securities L.P., Spires Financial, L.P., Pinnacle Financial, Inc. and Westcap Securities, L.P.. Patricia anne holds the Series 7, Series 63, Series 99TO and SIE licenses. Patricia anne is registered to conduct business in New Jersey, New York and Texas.

Firm Information

Patricia anne Korioth is currently registered with Santander US Capital Markets LLC. Santander US Capital Markets LLC is a Limited Liability Company formed in January 2010. The firm is registered in all 50 states, the District of Columbia, and Puerto Rico. Santander US Capital Markets LLC has also been approved by the Securities and Exchange Commission.

Not reported

Assets Under Management

Not reported

Total Clients

150

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Patricia anne Korioth’s Registration & Firm History

TX

10/14/2014 - Present

Santander US Capital Markets LLC (AUSTIN TX)

TX

11/21/2000 - 10/14/2014

AMHERST SECURITIES GROUP, L.P. (AUSTIN TX)

TX

07/13/2000 - 11/28/2000

TEJAS SECURITIES GROUP, INC. (AUSTIN TX)

TX

09/09/1999 - 07/05/2000

COASTAL SECURITIES L.P. (HOUSTON TX)

TX

03/13/1995 - 02/16/1999

SPIRES FINANCIAL, L.P. (HOUSTON TX)

TX

02/16/1995 - 03/13/1995

PINNACLE FINANCIAL, INC. (HOUSTON TX)

TX

11/24/1993 - 01/27/1995

WESTCAP SECURITIES, L.P. (HOUSTON TX)

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Licenses & Designations

BC

Issued 05/30/1995

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/14/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Patricia anne Rector Korioth.
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