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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patricia? Claim Your ProfilePatricia Niles is a financial advisor with Raymond James Financial Services Advisors, Inc., located in Yardley, Pennsylvania. Patricia has been in the financial services industry since September 2001 and has a wide range of experience in providing financial advice to individuals and families. Patricia is registered with the Financial Industry Regulatory Authority (FINRA) and holds Series 7, 9, 10, 66 and SIE licenses. She is a registered investment advisor in Pennsylvania and New Jersey. In addition to her work with Raymond James Financial Services Advisors, Inc. she also provides financial advice through her own firm, Lutschaunig Wealth Management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
PA
02/20/2024 - Present
Raymond James Financial Services Advisors, Inc. (Yardley PA)
PA
03/13/2014 - 02/23/2024
JANNEY MONTGOMERY SCOTT LLC (YARDLEY PA)
NJ
09/24/2007 - 03/15/2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PRINCETON NJ)
NJ
04/10/2007 - 09/05/2007
MORGAN STANLEY & CO., INCORPORATED (LAWRENCEVILLE NJ)
NJ
12/16/2006 - 03/19/2007
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PRINCETON NJ)
NY
03/09/2002 - 10/06/2005
RBC DAIN RAUSCHER INC. (NEW YORK NY)
MA
05/16/2000 - 03/09/2002
TUCKER ANTHONY INCORPORATED (BOSTON MA)
BOTH
Issued 12/15/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/22/2018
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/29/2017
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/15/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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