Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patricia? Claim Your ProfilePatricia Anne Murphy is a securities professional with over 20 years of experience in the financial services industry. Patricia has held positions at several prominent firms, including Keefe, Bruyette & Woods, Inc., Cowen and Company, and Sandler, O'Neill & Partners, L.P. Currently, Patricia is a registered representative with Alvarez & Marsal Securities, LLC, where she has been employed since 2014. Patricia holds a variety of licenses, including Series 7, 24, 63, and 79, and is registered to conduct business in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
06/20/2014 - Present
Alvarez & Marsal Securities, LLC (New York NY)
NY
01/11/2008 - 06/12/2013
KEEFE, BRUYETTE & WOODS, INC. (NEW YORK NY)
NY
03/27/2006 - 12/21/2007
COWEN AND COMPANY (NEW YORK NY)
NY
08/27/1997 - 01/03/2006
SANDLER, O'NEILL & PARTNERS, L.P. (NEW YORK NY)
BC
Issued 09/08/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/27/1998
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/26/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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