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Patricia Anne Hardina

Needham & Company, LLC

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About Patricia Anne Hardina

Patricia Hardina is a financial professional with over 30 years of experience in the industry. Patricia is currently registered with Needham & Company, LLC. Patricia has also held positions at Canaccord Genuity Securities LLC, Jesup & Lamont Securities Corp, and Citigroup Global Markets Inc. Patricia is a Series 7, Series 24, Series 63, and SIE licensed professional. Patricia has been a licensed professional since 1989 and is registered in 14 states.

Firm Information

Patricia Hardina is currently registered with Needham & Company, LLC. Needham & Company, LLC is a Limited Liability Company formed in 2005 and headquartered in New York, NY. The firm provides securities research and is registered with the SEC and in all 50 states and the District of Columbia.
Needham & Company, LLC

250 PARK AVENUE

NEW YORK, NY 10177

Not reported

Assets Under Management

Not reported

Total Clients

121

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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securities research

Securities research

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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commissions

Earned based on transactions or products sold.

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other

Pursuant to csa agreements

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Patricia Hardina’s Registration & Firm History

IL

03/13/2013 - Present

Needham & Company, LLC (CHICAGO IL)

IL

10/05/2012 - 01/28/2013

CANACCORD GENUITY INC. (CHICAGO IL)

IL

07/08/2009 - 09/27/2012

CANACCORD GENUITY SECURITIES LLC (CHICAGO IL)

IL

02/17/2009 - 06/30/2009

JESUP & LAMONT SECURITIES CORP (CHICAGO IL)

IL

11/28/1997 - 02/19/2009

CITIGROUP GLOBAL MARKETS INC. (CHICAGO IL)

NY

03/21/1989 - 09/01/1998

SALOMON BROTHERS INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 05/25/1989

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/23/2008

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/18/1989

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE Arca, Inc.

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Patricia Anne Hardina.
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