Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patricia? Claim Your ProfilePatricia Goggin is an experienced financial professional with over 30 years of experience in the securities industry. Patricia has worked for several prominent financial institutions, including Deutsche Bank Securities Inc., Barclays Capital Inc., Prudential Securities Incorporated, and Smith Barney Inc. Patricia has a strong track record of success in providing investment advice to individuals and institutions. Patricia is currently registered with Stifel, Nicolaus & Company, Inc. and provides a range of investment services, including financial planning, portfolio management, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
06/17/2019 - Present
Stifel, Nicolaus & Company, Inc. (HAUPPAUGE NY)
NY
05/11/2007 - 08/30/2018
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
NY
03/12/2001 - 08/30/2005
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
03/09/1998 - 11/20/2000
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
10/05/1993 - 12/19/1997
SMITH BARNEY INC. (NEW YORK NY)
NA
12/11/1989 - 01/27/1993
LEHMAN GOVERNMENT SECURITIES INC.
NA
12/11/1989 - 01/27/1993
LEHMAN SPECIAL SECURITIES INC.
NY
05/21/1985 - 01/27/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
BC
Issued 02/20/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/30/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/18/1985
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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