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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patricia? Claim Your ProfilePatricia Anne George is a financial advisor at Wells Fargo Clearing Services, LLC. Patricia has been a registered representative for over 23 years. Previously, Patricia worked at Morgan Stanley, Citigroup Global Markets Inc., Legg Mason Wood Walker, Incorporated, American Express Financial Advisors Inc., and IDS Life Insurance Company. Patricia is registered with the state of Connecticut as an Investment Advisor Representative and is licensed in 29 states as a Broker. Patricia specializes in providing investment consulting services to institutional clients, as well as offering financial planning, pension consulting, selection of other advisors, and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MA
06/22/2015 - Present
Wells Fargo Clearing Services, LLC (WORCESTER MA)
MA
06/01/2009 - 07/09/2015
MORGAN STANLEY (WORCESTER MA)
MA
02/21/2006 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (BOSTON MA)
MD
03/21/2000 - 02/21/2006
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
MN
08/24/1999 - 10/22/1999
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
08/24/1999 - 10/22/1999
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 04/26/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 08/31/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/26/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 06/26/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/23/1999
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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