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Patricia Anne Evans

Fidelity Brokerage Services LLC

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About Patricia Anne Evans

Patricia Evans has been in the financial services industry since 1996 and is currently registered with Fidelity Brokerage Services LLC. Patricia is licensed to sell securities in 25 states and holds the Series 6, Series 7 and Series 63 licenses as well as the SIE exam. Prior to joining Fidelity Brokerage Services LLC, Patricia worked at Vanguard Marketing Corporation, Guardian Investor Services Corporation, and John Hancock Distributors, Inc.

Firm Information

Patricia Evans is currently registered with Fidelity Brokerage Services LLC. Fidelity Brokerage Services LLC is a Limited Liability Company formed on June 8, 2000. The firm is registered in 53 states and is approved by the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

6,116

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Patricia Evans’s Registration & Firm History

KY

02/21/2013 - Present

Fidelity Brokerage Services LLC (COVINGTON KY)

PA

04/22/1999 - 02/07/2013

VANGUARD MARKETING CORPORATION (MALVERN PA)

NY

04/20/1998 - 04/07/1999

GUARDIAN INVESTOR SERVICES CORPORATION (NEW YORK NY)

MA

10/10/1996 - 04/02/1998

JOHN HANCOCK DISTRIBUTORS, INC. (BOSTON MA)

MA

10/10/1996 - 05/01/1997

JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY (BOSTON MA)

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Licenses & Designations

BC

Issued 10/17/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/16/2017

Series 7 - General Securities Representative Examination

BC

Issued 10/09/1996

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

New York Stock Exchange

Disclosures

There are no public disclosures for Patricia Anne Evans.
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