Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patricia? Claim Your ProfilePatricia Conrad is a financial advisor with over 23 years of experience in the industry. Patricia is registered with Wells Fargo Clearing Services, LLC and holds Series 6, 7, 26, 63, 66, and SIE licenses. Patricia previously worked at Raymond James & Associates, Inc. and Morgan Keegan & Company, Inc. Patricia has a strong background in providing financial planning and investment consulting services to individuals and businesses. Patricia has a strong track record of success in helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
03/25/2022 - Present
Wells Fargo Clearing Services, LLC (OCALA FL)
FL
02/13/2013 - 04/21/2022
RAYMOND JAMES & ASSOCIATES, INC. (OCALA FL)
FL
02/13/2007 - 02/13/2013
MORGAN KEEGAN & COMPANY, INC. (OCALA FL)
FL
05/12/2003 - 02/13/2007
AMSOUTH INVESTMENT SERVICES, INC. (BEVERLY HILLS FL)
GA
08/11/1998 - 05/19/2003
SUNTRUST SECURITIES, INC. (ATLANTA GA)
BOTH
Issued 10/14/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/28/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/22/2002
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/08/2000
Series 7 - General Securities Representative Examination
BC
Issued 07/27/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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