Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patricia? Claim Your ProfilePatricia Brooks is a registered representative with MML Investors Services, LLC. Patricia has been in the securities industry since November 14, 1996. Patricia is registered in Delaware, Florida, Georgia, New York, and Pennsylvania. Patricia is also a registered Investment Advisor Representative in New York. Patricia holds the Series 6, Series 7, and Series 63 licenses. Patricia previously worked for MSI FINANCIAL SERVICES, INC. and NEW ENGLAND SECURITIES. Patricia has been the owner of Talking Cursive Brewing Company, a restaurant/bar, since February 1, 2018, and also owns and maintains a rental property. Patricia works as an insurance broker, independent of MML Investors Services, LLC. Patricia provides asset allocation programs, financial planning, pension consulting, educational seminars, and selection of other advisors. Patricia also provides portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
NY
06/14/2021 - Present
MML Investors Services, LLC (SYRACUSE NY)
NY
01/02/2015 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (SYRACUSE NY)
NY
11/15/1996 - 01/02/2015
NEW ENGLAND SECURITIES (Syracuse NY)
BC
Issued 11/14/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/27/2014
Series 7 - General Securities Representative Examination
BC
Issued 11/14/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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