Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patricia? Claim Your ProfilePatricia Ann Smith is a financial advisor registered with Janney Montgomery Scott LLC, a firm that manages between $1 billion and $10 billion in assets. Patricia Ann has been in the industry since March 25, 2005. Patricia Ann has a range of experience across different financial institutions, including Ameriprise Financial Services, Inc., LPL Financial LLC, and The Huntington Investment Company. She holds the Series 6, 7, and SIE licenses, allowing her to offer a variety of financial products and services. Patricia Ann is located in New Castle, PA and is registered in Ohio, New Jersey and Pennsylvania.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
PA
01/06/2017 - Present
Janney Montgomery Scott LLC (NEW CASTLE PA)
OH
08/17/2015 - 02/10/2016
AMERIPRISE FINANCIAL SERVICES, INC. (CANFIELD OH)
OH
09/22/2014 - 06/26/2015
LPL FINANCIAL LLC (BROOKFIELD OH)
PA
03/06/2013 - 08/22/2014
THE HUNTINGTON INVESTMENT COMPANY (WEST MIDDLESEX PA)
OH
05/13/2011 - 02/08/2013
CETERA INVESTMENT SERVICES LLC (YOUNGSTOWN OH)
OH
05/01/2006 - 05/16/2011
UVEST FINANCIAL SERVICES GROUP, INC. (YOUNGSTOWN OH)
OH
11/30/2004 - 05/26/2006
BUTLER, WICK & CO., INC. (YOUNGSTOWN OH)
OH
06/13/2003 - 04/27/2004
NATCITY INVESTMENTS, INC. (CLEVELAND OH)
BC
Issued 07/08/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/22/2005
Series 7 - General Securities Representative Examination
BC
Issued 06/11/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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