Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patricia? Claim Your ProfilePatricia Ann Schuler is a financial advisor at LPL Financial LLC, located in Newport Beach, CA. Patricia has over 35 years of experience in the financial services industry. Patricia is licensed to provide financial services in 15 states. Patricia holds FINRA Series 6, 7, 22, and SIE licenses as well as a Series 63 license. Patricia is also a Chartered Financial Consultant.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CA
05/01/2024 - Present
LPL Financial LLC (NEWPORT BEACH CA)
CA
04/05/2005 - 05/01/2024
CROWN CAPITAL SECURITIES, L.P. (NEWPORT BEACH CA)
NY
07/05/1989 - 04/15/2005
NEW ENGLAND SECURITIES (NEW YORK NY)
PA
01/11/1988 - 07/18/1989
CIGNA SECURITIES, INC. (RADNOR PA)
BC
Issued 02/19/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/11/1996
Series 7 - General Securities Representative Examination
BC
Issued 03/04/1988
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 01/08/1988
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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