Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patricia? Claim Your ProfilePatricia Santoro is a financial professional with over 15 years of experience in the financial services industry. Patricia is currently registered with BNP Paribas Securities Corp. and has previously held positions at several other prominent firms including WELLS FARGO SECURITIES, LLC, CITIGROUP GLOBAL MARKETS INC., BARCLAYS CAPITAL INC., LEHMAN BROTHERS INC., MORGAN STANLEY & CO., INCORPORATED and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Patricia holds a variety of licenses and certifications, including the Series 7, Series 63, and Series 6. Patricia's expertise and experience make her a valuable resource for investors seeking guidance and support in their financial planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NJ
06/03/2024 - Present
BNP Paribas Securities Corp. (Jersey City NJ)
NY
02/04/2021 - 03/17/2022
WELLS FARGO SECURITIES, LLC (New York NY)
NY
06/02/2010 - 12/09/2019
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
09/22/2008 - 10/15/2008
BARCLAYS CAPITAL INC. (NEW YORK NY)
NY
08/22/2005 - 09/22/2008
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
05/29/2003 - 06/22/2005
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
NY
10/11/2002 - 02/25/2003
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 12/10/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 22TO - Direct Participation Programs Representative Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/02/2023
Series 82TO - Limited Representative-Private Securities Offerings
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/10/2002
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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