Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patricia? Claim Your ProfilePatricia Ann Rogers is a financial professional with over 25 years of experience in the securities industry. Patricia is currently registered with AMG Distributors, Inc. in Connecticut. Patricia has held previous positions at TWEEDY, BROWNE COMPANY LLC, AQUILA DISTRIBUTORS, INC., and OPPENHEIMERFUNDS DISTRIBUTOR, INC. Patricia holds the Series 7, Series 24, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CT
09/30/2014 - Present
AMG Distributors, Inc. (Stamford CT)
CT
01/15/1999 - 10/06/2014
TWEEDY, BROWNE COMPANY LLC (STAMFORD CT)
NY
05/19/1995 - 12/16/1998
AQUILA DISTRIBUTORS, INC. (NEW YORK NY)
NY
01/19/1994 - 02/03/1995
OPPENHEIMERFUNDS DISTRIBUTOR, INC. (NEW YORK NY)
BC
Issued 02/02/1999
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/18/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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