Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patricia? Claim Your ProfilePatricia Ann Pokuta has over 30 years of experience in the financial services industry. Patricia is currently registered with Gar Wood Securities, LLC. Patricia has worked for several other firms including Spiderrock Exs, LLC, ABN AMRO Clearing Chicago LLC, RBS Greenwich Capital, VanthEdgepoint Securities, LLC, Calyon Financial Inc., Rom-Bo Trading Co., Wagner Stott Clearing Corp., and Geldermann Securities, Inc.. Patricia holds the Series 3, 4, 7, 24, 27, 63, 99TO, and SIE licenses. Patricia's experience and qualifications make her well-suited to provide financial advice to clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IL
05/11/2019 - Present
GAR Wood Securities, LLC (Naperville IL)
IL
06/25/2014 - 07/17/2018
SPIDERROCK EXS, LLC (CHICAGO IL)
IL
11/29/2007 - 09/06/2012
ABN AMRO CLEARING CHICAGO LLC (CHICAGO IL)
IL
08/16/2006 - 11/16/2007
RBS GREENWICH CAPITAL (CHICAGO IL)
NY
01/23/2006 - 05/10/2006
VANTHEDGEPOINT SECURITIES, LLC (NEW YORK NY)
IL
04/23/1998 - 11/25/2005
CALYON FINANCIAL INC. (CHICAGO IL)
IL
01/24/1996 - 12/23/1997
ROM-BO TRADING CO. (CHICAGO IL)
NY
11/28/1990 - 02/06/1995
WAGNER STOTT CLEARING CORP. (NEW YORK NY)
NY
04/15/1988 - 06/15/1990
GELDERMANN SECURITIES, INC. (NEW YORK NY)
BC
Issued 07/28/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/05/1996
Series 24 - General Securities Principal Examination
BC
Issued 04/14/1988
Series 27 - Financial and Operations Principal Examination
BC
Issued 10/06/1986
Series 4 - Registered Options Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 07/17/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/22/2003
Series 3 - National Commodity Futures Examination
BC
Issued 10/22/1992
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Patricia Pokuta is the right advisor for you? Invested Better is here to help.
