Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patricia? Claim Your ProfilePatricia Ann Paulik is a financial advisor with over 30 years of experience in the financial services industry. Patricia currently works with LPL Financial LLC, based in Plainfield, Illinois. Patricia holds Series 7, 6, 63, and 65 licenses and has worked with a variety of firms including Merrill Lynch, BANC of America Investment Services, Inc., and Prudential Insurance Company of America. Patricia has a strong background in financial planning, portfolio management for individuals and businesses, and pension consulting. Patricia is dedicated to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
IL
05/05/2015 - Present
LPL Financial LLC (PLAINFIELD IL)
IL
03/15/2010 - 03/25/2013
DAVID A. NOYES & COMPANY (OAK PARK IL)
IL
10/23/2009 - 03/19/2010
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (OAKBROOK IL)
IL
10/24/2008 - 10/23/2009
BANC OF AMERICA INVESTMENT SERVICES, INC. (NORRIDGE IL)
IL
07/24/2000 - 10/24/2008
LASALLE FINANCIAL SERVICES, INC. (NORRIDGE IL)
IL
01/28/2000 - 07/20/2000
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
OH
01/01/2000 - 01/12/2000
CHARTER ONE SECURITIES, INC. (CLEVELAND OH)
IL
03/11/1991 - 01/01/2000
INVESTMENT NETWORK, INC. (FRANKLIN PARK IL)
NJ
03/11/1991 - 05/23/1991
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
03/11/1991 - 05/23/1991
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
IA
Issued 03/29/2003
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/28/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/21/2002
Series 7 - General Securities Representative Examination
BC
Issued 03/07/1991
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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