Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patricia? Claim Your ProfilePatricia Ann Murphy is a financial advisor with over 18 years of experience in the financial services industry. Patricia is currently registered with LPL Financial LLC and has been with the firm since 2014. She holds a Series 7, Series 24, Series 52TO, Series 53 and Series 63 license and is registered in 53 states. She also has previous experience with MML Investors Services, LLC, Dinosaur Securities, L.L.C., Capital One Investment Services LLC, NewAlliance Investments, Inc., WM Financial Services, Inc. and Dime Securities, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
SC
12/07/2018 - Present
LPL Financial LLC (FORT MILL SC)
NC
05/17/2018 - 12/11/2018
MML INVESTORS SERVICES, LLC (CHARLOTTE NC)
SC
06/13/2014 - 06/13/2017
LPL FINANCIAL LLC (FORT MILL SC)
NY
01/14/2014 - 06/09/2014
DINOSAUR SECURITIES, L.L.C. (NEW YORK NY)
NY
06/05/2013 - 01/28/2014
CAPITAL ONE INVESTMENT SERVICES LLC (MELVILLE NY)
CT
10/21/2003 - 09/30/2011
NEWALLIANCE INVESTMENTS, INC. (NEW HAVEN CT)
CA
05/01/2002 - 08/08/2002
WM FINANCIAL SERVICES, INC. (IRVINE CA)
NY
09/22/2000 - 05/01/2002
DIME SECURITIES, INC. (BROOKLYN NY)
BC
Issued 12/01/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/29/2016
Series 53 - Municipal Securities Principal Examination
BC
Issued 09/12/2003
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/20/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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