linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Patricia Ann McHale

National Financial Services LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Patricia? Claim Your Profile

About Patricia Ann McHale

Patricia McHale has been in the financial services industry since 2006 and is a Registered Representative with National Financial Services LLC. Patricia has a wide range of experience in the financial services industry, having worked for a number of firms including Fidelity Brokerage Services LLC and Merrill Lynch, Pierce, Fenner & Smith Incorporated. She is also a registered principal and has passed the General Securities Principal Examination (Series 24), the General Securities Representative Examination (Series 7), the Securities Industry Essentials Examination (SIE), and the Operations Professional Examination (Series 99TO).

Firm Information

Patricia McHale is currently registered with National Financial Services LLC. National Financial Services LLC is a Limited Liability Company formed in June 2000. The firm is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. The firm has been the subject of 45 regulatory event disclosures, 1 civil event disclosure and 14 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

598

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Patricia McHale’s Registration & Firm History

NJ

03/27/2018 - Present

National Financial Services LLC (JERSEY CITY NJ)

NY

04/28/2004 - 11/11/2010

NATIONAL FINANCIAL SERVICES LLC (NEW YORK CITY NY)

MA

05/11/2005 - 07/31/2006

FIDELITY BROKERAGE SERVICES LLC (BOSTON MA)

NY

10/05/1998 - 06/07/2000

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

RI

05/22/1996 - 09/01/1998

FIDELITY BROKERAGE SERVICES, INC. (SMITHFIELD RI)

MA

10/28/1994 - 05/22/1996

NATIONAL FINANCIAL SERVICES CORPORATION (BOSTON MA)

Not sure if Patricia Ann McHale is right for you?

Licenses & Designations

BC

Issued 05/03/2005

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 11/04/1998

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/10/2018

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/27/2018

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Patricia Ann McHale.
Not sure if Patricia Ann McHale is right for you?