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Patricia Ann Masel

U.s. Sterling Securities, Inc.

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About Patricia Ann Masel

Patricia Masel is a securities professional with over 30 years of experience in the industry. Patricia is currently registered with U.s. Sterling Securities, Inc. in New York. Patricia's career includes previous roles at Pioneer Portfolio Corp., Southeastern Securities, Inc., Tripp & Co., Inc., South Richmond Securities, Inc., and Pioneer Portfolio Corp. Patricia is a Series 7, 6, 24, 63 and SIE licensed professional.

Firm Information

Patricia Masel is currently registered with U.s. Sterling Securities, Inc.. U.s. Sterling Securities, Inc. is a Corporation that was formed on March 10, 1992. It is registered in 43 states and with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

16

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Patricia Masel’s Registration & Firm History

NY

09/05/2002 - Present

U.s. Sterling Securities, Inc. (HAUPPAUGE NY)

NY

05/08/2000 - 09/06/2000

PIONEER PORTFOLIO CORP. (COPIAGUE NY)

FL

06/05/1997 - 05/05/1998

SOUTHEASTERN SECURITIES, INC. (MIAMI FL)

NY

11/13/1993 - 12/07/1995

PIONEER PORTFOLIO CORP. (COPIAGUE NY)

NY

11/18/1991 - 09/08/1993

TRIPP & CO., INC. (NEW YORK NY)

NY

04/29/1991 - 11/11/1991

PIONEER PORTFOLIO CORP. (COPIAGUE NY)

NA

02/24/1989 - 10/16/1990

SOUTH RICHMOND SECURITIES, INC.

NA

02/26/1987 - 02/27/1989

PIONEER PORTFOLIO CORP.

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Licenses & Designations

BC

Issued 01/27/1987

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/29/1989

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 02/11/1989

Series 7 - General Securities Representative Examination

BC

Issued 02/25/1987

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Patricia Ann Masel. Review regulatory record here.
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