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Patricia Ann Jorgen

NEW York Life Investment Management LLC

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About Patricia Ann Jorgen

Patricia Ann Jorgen has been in the financial services industry since January 5, 1996. Currently, Patricia is registered as a Registered Representative and an Investment Advisor Representative with New York Life Investment Management LLC. She is registered in New Jersey and New York. Patricia's previous experience includes roles at REFCO SECURITIES, LLC, UBS PAINEWEBBER INC., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, and LEHMAN BROTHERS INC. Patricia specializes in providing portfolio management services for individuals, investment companies, pooled investment vehicles, and businesses.

Firm Information

Patricia Jorgen is currently registered with NEW York Life Investment Management LLC. NEW York Life Investment Management LLC is an investment advisor based in NEW YORK, NY. It is a registered investment advisor with the SEC and has a total of 1123 accounts under management. The firm provides portfolio management services for individuals, businesses, investment companies, and pooled investment vehicles. Its assets under management are approximately $109,067,423,343. The firm participates in wrap fee programs.
NEW York Life Investment Management LLC

51 MADISON AVENUE

NEW YORK, NY 10010

$109.07B

Assets Under Management

Not reported

Total Clients

81

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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portfolio management for investment companies

Strategic management for diversified investment portfolios.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Patricia Jorgen’s Registration & Firm History

NY

07/25/2005 - Present

NEW York Life Investment Management LLC (NEW YORK NY)

NY

01/24/2003 - 10/31/2003

REFCO SECURITIES, LLC (NEW YORK NY)

NJ

03/27/1996 - 12/17/2002

UBS PAINEWEBBER INC. (WEEHAWKEN NJ)

NY

03/08/1994 - 02/06/1996

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NY

06/25/1993 - 07/29/1993

LEHMAN BROTHERS INC. (NEW YORK NY)

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Licenses & Designations

IA

Issued 03/25/1994

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 07/14/1993

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/24/1993

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Patricia Ann Jorgen.
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