Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patricia? Claim Your ProfilePatricia Howell has been in the financial industry since 1997, working with Raymond James & Associates, Inc. since 2019. Prior to that, Patricia Howell was with Morgan Stanley and UnionBanc Investment Services, LLC in Seattle, Washington. Patricia Howell holds Series 7, 63, and 65 licenses. Patricia Howell has expertise in providing financial planning, pension consulting, and portfolio management for both businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
WA
03/07/2019 - Present
Raymond James & Associates, Inc. (Kirkland WA)
WA
06/01/2009 - 01/02/2018
MORGAN STANLEY (SEATTLE WA)
WA
12/11/2008 - 06/01/2009
MORGAN STANLEY & CO. INCORPORATED (SEATTLE WA)
WA
09/12/2001 - 09/30/2008
UNIONBANC INVESTMENT SERVICES, LLC (SEATTLE WA)
NY
05/03/2001 - 08/14/2001
DAIN RAUSCHER INCORPORATED (NEW YORK NY)
NJ
11/03/1997 - 05/01/2001
FIRST MONTAUK SECURITIES CORP. (RED BANK NJ)
NY
10/01/1996 - 11/14/1997
CIBC OPPENHEIMER (NEW YORK NY)
NJ
12/20/1995 - 09/13/1996
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
IA
Issued 07/29/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/30/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/19/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Patricia Howell is the right advisor for you? Invested Better is here to help.
