Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patricia? Claim Your ProfilePatricia Angela Chapple is a financial advisor currently associated with Wells Fargo Clearing Services, LLC. Patricia has been in the industry since March 15, 2000, and has experience working with a variety of clients, including high-net-worth individuals, corporations, and charitable organizations. Patricia is registered with the Financial Industry Regulatory Authority (FINRA) and holds Series 7, 9, 10, 63 and 65 licenses. Patricia also has a Series 99TO license and holds the SIE exam.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
VA
01/08/2021 - Present
Wells Fargo Clearing Services, LLC (MCLEAN VA)
VA
07/02/2020 - 12/17/2020
MORGAN STANLEY (MCLEAN VA)
NJ
10/01/1999 - 01/22/2020
WELLS FARGO CLEARING SERVICES, LLC (LINWOOD NJ)
MO
02/18/2015 - 05/13/2016
FIRST CLEARING, LLC (ST. LOUIS MO)
NC
09/16/1999 - 10/01/1999
FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)
IA
Issued 12/18/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/17/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/01/2006
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/18/2006
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/15/1999
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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