Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patricia? Claim Your ProfilePatricia Almedia Smalls is a financial advisor with Cetera Financial Specialists LLC. Patricia is a registered representative in Mississippi, New Jersey, and New York and has been in the securities industry since 1996. Patricia is a Series 6 and Series 63 licensed professional and holds the SIE certification. Patricia has previously been employed with HD Vest Investment Services, Genworth Financial Securities Corporation, AXA Advisors, LLC, Cadaret, Grant & Co., Inc., AIG Equity Sales Corp. and PFS Investments Inc..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
04/23/2019 - Present
Cetera Financial Specialists LLC (NEW YORK NY)
NY
12/19/2008 - 06/27/2018
HD VEST INVESTMENT SERVICES (NEW YORK NY)
NY
06/21/2002 - 11/03/2008
GENWORTH FINANCIAL SECURITIES CORPORATION (NEW YORK NY)
NY
01/04/2002 - 06/27/2002
AXA ADVISORS, LLC (NEW YORK NY)
NY
01/02/1998 - 10/12/2001
CADARET, GRANT & CO., INC. (SYRACUSE NY)
NY
09/27/1995 - 01/02/1998
AIG EQUITY SALES CORP. (NEW YORK NY)
GA
11/07/1994 - 09/27/1995
PFS INVESTMENTS INC. (DULUTH GA)
BC
Issued 10/24/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/27/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/24/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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