Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patricia? Claim Your ProfilePatricia Adrian is a financial professional with over 23 years of experience in the financial services industry. Adrian is currently registered with LPL Financial LLC and has previously worked with WELLS FARGO CLEARING SERVICES, LLC, ROYAL ALLIANCE ASSOCIATES, INC., METLIFE SECURITIES INC., METROPOLITAN LIFE INSURANCE COMPANY, and AMERICAN EXPRESS FINANCIAL ADVISORS INC. Adrian holds the Series 66, Series 7, and SIE licenses and is also a Chartered Financial Consultant.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
07/06/2022 - Present
LPL Financial LLC (OXNARD CA)
CA
07/07/2014 - 07/12/2022
WELLS FARGO CLEARING SERVICES, LLC (CAMARILLO CA)
CA
04/03/2009 - 07/08/2014
ROYAL ALLIANCE ASSOCIATES, INC. (TARZANA CA)
CA
07/26/2004 - 03/30/2009
METLIFE SECURITIES INC. (WESTLAKE VILLAGE CA)
CA
07/26/2004 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (WESTLAKE VILLAGE CA)
MN
06/09/1999 - 07/19/2004
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
06/09/1999 - 07/19/2004
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BOTH
Issued 07/12/1999
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/07/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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