Unclaimed
Patricia A. Shaw is a registered representative with Morgan Stanley & Co. LLC and has been in the financial services industry since September 3, 2012. Prior to joining Morgan Stanley & Co. LLC, Patricia A. Shaw was registered with EVERCORE GROUP L.L.C. and J.P. MORGAN SECURITIES LLC. Patricia A. Shaw holds the following licenses: Series 63, SIE, Series 79. Patricia A. Shaw is registered in the following states: California, New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
07/27/2021 - Present
Morgan Stanley & Co. LLC (Menlo Park CA)
CA
10/05/2015 - 07/21/2021
EVERCORE GROUP L.L.C. (MENLO PARK CA)
NY
08/28/2012 - 10/02/2015
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
BC
Issued 08/30/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/27/2012
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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