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Patricia A Shaw

Morgan Stanley & Co. LLC

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About Patricia A Shaw

Patricia A. Shaw is a registered representative with Morgan Stanley & Co. LLC and has been in the financial services industry since September 3, 2012. Prior to joining Morgan Stanley & Co. LLC, Patricia A. Shaw was registered with EVERCORE GROUP L.L.C. and J.P. MORGAN SECURITIES LLC. Patricia A. Shaw holds the following licenses: Series 63, SIE, Series 79. Patricia A. Shaw is registered in the following states: California, New York.

Firm Information

Patricia Shaw is currently registered with Morgan Stanley & Co. LLC. Morgan Stanley & Co. LLC is a Limited Liability Company formed on December 3, 1969. It is registered in 53 states and has one approved SEC registration. The firm has been involved in 471 Regulatory Events, 5 Civil Events, and 54 Arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

462

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Patricia Shaw’s Registration & Firm History

CA

07/27/2021 - Present

Morgan Stanley & Co. LLC (Menlo Park CA)

CA

10/05/2015 - 07/21/2021

EVERCORE GROUP L.L.C. (MENLO PARK CA)

NY

08/28/2012 - 10/02/2015

J.P. MORGAN SECURITIES LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 08/30/2012

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/27/2012

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Patricia A Shaw.
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