Unclaimed
Patricia Rafferty is a registered representative with Prudential Annuities Distributors, Inc. Patricia has been in the financial services industry since November 15, 2001. Patricia holds the Series 6, Series 63, and SIE licenses. Patricia's office is located in Shelton, CT.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
11/16/2001 - Present
Prudential Annuities Distributors, Inc. (SHELTON CT)
NJ
02/08/2019 - 04/10/2020
PRUCO SECURITIES, LLC. (NEWARK NJ)
BC
Issued 09/05/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/15/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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