Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patricia? Claim Your ProfilePatricia Morrissey is a financial advisor with over 20 years of experience in the industry. Patricia is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc., and has been with the firm since May 2000. Patricia holds a variety of licenses and certifications, including Series 7, Series 10, Series 9, Series 66, and SIE. She is also registered as an investment advisor representative (IAR) in New Jersey, New York, and Texas. Patricia has a proven track record of success in providing comprehensive financial planning and investment management services to individuals, families, and businesses. She has a strong understanding of the financial markets and a commitment to helping her clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
08/11/2009 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (WEST ISLIP NY)
BOTH
Issued 01/03/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/03/2021
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/02/2021
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/09/2000
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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