Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patricia? Claim Your ProfilePatricia Lucas has over 25 years of experience in the financial services industry. Patricia currently works for Purshe Kaplan Sterling Investments. Prior to that, Patricia was registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated, Morgan Stanley & Co. Incorporated, Morgan Stanley DW Inc. and Paine Webber Incorporated. Patricia holds Series 7, Series 63 and SIE licenses. Patricia is registered with the state of New Jersey.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NJ
06/18/2021 - Present
Purshe Kaplan Sterling Investments (Park Ridge NJ)
NJ
09/12/2008 - 06/21/2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PARAMUS NJ)
NJ
04/02/2007 - 09/26/2008
MORGAN STANLEY & CO. INCORPORATED (RIDGEWOOD NJ)
NJ
03/14/2000 - 04/02/2007
MORGAN STANLEY DW INC. (RIDGEWOOD NJ)
NJ
08/15/1995 - 04/05/2000
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
BC
Issued 11/27/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/14/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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