Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patrice? Claim Your ProfilePatrice Forte is a financial professional who has been in the industry since February 23, 1999. Patrice is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. in Connecticut and Texas. Prior to working at Merrill Lynch, Pierce, Fenner & Smith Inc., Patrice was employed at CITIGROUP GLOBAL MARKETS INC. from February 1, 1999 to July 22, 2008 in New Haven, Connecticut. Patrice has passed multiple industry exams, including the General Securities Representative Examination, the Uniform Securities Agent State Law Examination, the Uniform Combined State Law Examination, and the Securities Industry Essentials Examination. Patrice is registered in 39 states. Patrice specializes in various financial products and services, including retirement planning, investment management, mutual funds, and variable annuities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
06/05/2009 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (FAIRFIELD CT)
CT
02/01/1999 - 07/22/2008
CITIGROUP GLOBAL MARKETS INC. (NEW HAVEN CT)
BOTH
Issued 02/17/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/25/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/30/1999
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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