Unclaimed
Patrice Rollins is a financial advisor with PNC Capital Markets LLC. Patrice has over 17 years of experience in the financial services industry. Patrice is registered with the Financial Industry Regulatory Authority (FINRA) and holds the following licenses: Series 7, Series 24, Series 52TO, Series 99TO, and the SIE Exam. Patrice is also a registered Investment Advisor in 52 states. Patrice has held previous positions at CADARET, GRANT & CO., INC., PNC INVESTMENTS, and NATCITY INVESTMENTS, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
OH
07/21/2022 - Present
PNC Capital Markets LLC (STRONGSVILLE OH)
OH
04/07/2021 - 07/05/2022
CADARET, GRANT & CO., INC. (Cleveland OH)
OH
11/13/2009 - 04/16/2021
PNC INVESTMENTS (CLEVELAND OH)
OH
06/15/2006 - 11/13/2009
NATCITY INVESTMENTS, INC. (CLEVELAND OH)
MN
12/05/2005 - 03/30/2006
AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
BOTH
Issued 07/22/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/03/2024
Series 24 - General Securities Principal Examination
BC
Issued 05/13/2024
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/02/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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