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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patrice? Claim Your ProfilePatrice Barton Smith is an investment advisor representative with Merrill Lynch, Pierce, Fenner & Smith Inc.. Patrice is registered in 53 states and has been in the industry since 2015. Patrice is licensed to sell securities and provide investment advice. Patrice has Series 66, Series 10, Series 9, SIE, Series 31, and Series 7 licenses and can provide investment advice to individuals, businesses, corporations, pension and profit sharing plans, insurance companies, charitable organizations and state or municipal government entities. In addition to investment advisory services, Patrice provides performance measurement reports, allocation modeling, IPS, research reports and services, educational seminars, and selection of other advisors. Patrice has a specialization in providing financial advice to clients in various industries.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
GA
02/25/2016 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (ATLANTA GA)
BOTH
Issued 01/11/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/07/2016
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/11/2016
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/11/2016
Series 31 - Futures Managed Funds Examination
BC
Issued 11/19/2015
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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