Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patrice? Claim Your ProfilePatrice Austin is a registered representative with TP Icap Global Markets Americas LLC. Patrice has been in the industry since February 14, 2019, and has passed both the Securities Industry Essentials (SIE) and Series 99 exams. Prior to joining TP Icap Global Markets Americas LLC, Patrice was a registered representative with Tullett Prebon Financial Services LLC and Pershing LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NJ
06/30/2023 - Present
TP Icap Global Markets Americas LLC (EDISON NJ)
NY
08/20/2020 - 06/30/2023
TULLETT PREBON FINANCIAL SERVICES LLC (New York NY)
NJ
09/28/2018 - 04/01/2020
PERSHING LLC (JERSEY CITY NJ)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/28/2018
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
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