Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patrice? Claim Your ProfilePatrice Ann Thomas is a financial advisor with Raymond James & Associates, Inc. Patrice has been in the financial services industry since May 8, 1991. Patrice is registered as a broker-dealer with the state of Indiana. Patrice also holds a Series 6, 7, 26, 63, and 65 license, as well as the SIE exam. In addition to her work with Raymond James & Associates, Inc., Patrice is also a business owner with P.A.T. ENTERPRISES. Patrice offers financial planning, portfolio management for businesses and individuals, educational seminars, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IN
01/29/2020 - Present
Raymond James & Associates, Inc. (Carmel IN)
IN
07/28/2004 - 02/13/2013
MORGAN KEEGAN & COMPANY, INC. (INDIANAPOLIS IN)
TN
06/30/1999 - 08/05/2004
PFIC SECURITIES CORPORATION (FRANKLIN TN)
OH
03/27/1999 - 06/24/1999
FIFTH THIRD SECURITIES, INC. (CINCINNATI OH)
OH
12/01/1998 - 03/27/1999
FIFTH THIRD SECURITIES, INC. (CINCINNATI OH)
OH
01/04/1996 - 12/01/1998
AAG SECURITIES, INC. (CINCINNATI OH)
CA
05/01/1992 - 12/16/1995
ESSEX NATIONAL SECURITIES, INC. (NAPA CA)
MN
11/01/1988 - 11/16/1989
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
MN
11/01/1988 - 11/16/1989
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
IA
Issued 10/07/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/27/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/28/1996
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/23/1994
Series 7 - General Securities Representative Examination
BC
Issued 04/27/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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