Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Patric? Claim Your ProfilePatric Thomas is a financial advisor with over 24 years of experience in the industry. Patric is currently registered with AQR Investments, LLC in Connecticut. Patric has previously worked at Jefferies LLC, J.P. Morgan Securities LLC, CITI PRIVATE ADVISORY, LLC, CITIGROUP GLOBAL MARKETS INC., J.P. MORGAN CLEARING CORP., TD AMERITRADE, INC., and CONTINENTAL BROKER-DEALER CORP. Patric holds several licenses and certifications including Series 7, 63, 66, 24, 4, 9, 10, 31, 79, and SIE. Patric's experience and qualifications make him a valuable resource for investors seeking financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
10/24/2022 - Present
AQR Investments, LLC (Greenwich CT)
NY
09/11/2018 - 10/19/2022
JEFFERIES LLC (NEW YORK NY)
NY
12/05/2017 - 09/17/2018
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
03/28/2017 - 08/01/2017
CITI PRIVATE ADVISORY, LLC (New York NY)
NY
04/17/2015 - 08/01/2017
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
08/03/2006 - 04/17/2015
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
08/03/2006 - 12/31/2008
J.P. MORGAN CLEARING CORP. (BROOKLYN NY)
NY
06/01/1999 - 07/05/2006
TD AMERITRADE, INC. (NEW YORK NY)
NY
03/19/1998 - 05/13/1999
CONTINENTAL BROKER-DEALER CORP. (CARLE PLACE NY)
BOTH
Issued 12/17/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/11/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/11/2006
Series 24 - General Securities Principal Examination
BC
Issued 05/13/2005
Series 4 - Registered Options Principal Examination
BC
Issued 11/09/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/23/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/18/2017
Series 31 - Futures Managed Funds Examination
BC
Issued 03/17/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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