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Pat J Clemens

Northland Securities, Inc.

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About Pat J Clemens

Pat Clemens is a financial professional with over 20 years of experience in the industry. Pat is currently registered with Northland Securities, Inc. and holds several licenses and certifications including Series 7, 63, 79TO, and SIE. Pat is a specialist in investment management, financial planning, and providing research services to clients. Prior to joining Northland Securities, Inc., Pat was employed with W.R. Hambrecht + Co., LLC.

Firm Information

Pat Clemens is currently registered with Northland Securities, Inc.. Northland Securities, Inc. is a Minneapolis, Minnesota-based corporation, formed in September 1995. The firm provides financial planning, portfolio management for individuals, and selection of other advisors. It also offers research services. Northland Securities, Inc. manages over $236 million in regulatory assets for 826 total accounts.
Northland Securities, Inc.

150 SOUTH 5TH STREET

MINNEAPOLIS, MN 55402

$236.67M

Assets Under Management

117

Total Clients

86

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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research services

Research services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Negotiated

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Pat Clemens’s Registration & Firm History

MN

11/03/2023 - Present

Northland Securities, Inc. (MINNEAPOLIS MN)

CA

02/06/2001 - 11/13/2002

W.R. HAMBRECHT + CO., LLC (SAN FRANCISCO CA)

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Licenses & Designations

BC

Issued 11/07/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/21/2023

Series 7TO - General Securities Representative Examination

BC

Issued 09/26/2023

Series 79TO - Investment Banking Registered Representative Examination

BC

Issued 07/29/2023

SIE - Securities Industry Essentials Examination

BC

Issued 02/05/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

I

Investors' Exchange LLC

N

Nasdaq Stock Market

Disclosures

There is public disclosure for Pat J Clemens. Review regulatory record here.
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