Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Pat? Claim Your ProfilePat Murphy has over 30 years of experience in the financial industry. Pat is a Registered Representative and Investment Advisor Representative at Merrill Lynch, Pierce, Fenner & Smith Inc. Pat previously worked at Morgan Stanley Smith Barney, Citigroup Global Markets Inc., Prudential Securities Incorporated and ABN AMRO Incorporated. Pat holds the Series 7, Series 55, Series 63, Series 65 and SIE licenses. Pat provides a range of services to their clients, including portfolio management, investment advisory services, and financial planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
07/19/2012 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (NEW YORK NY)
NY
06/01/2009 - 10/03/2011
MORGAN STANLEY SMITH BARNEY (NEW YORK NY)
NY
07/10/2003 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
04/16/2002 - 07/10/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
CT
03/14/2000 - 04/12/2002
ABN AMRO INCORPORATED (STAMFORD CT)
NY
05/02/2001 - 03/01/2002
ABN AMRO SECURITIES LLC (NEW YORK NY)
CT
01/09/1998 - 03/13/2000
ABN AMRO INCORPORATED (STAMFORD CT)
NY
10/03/1994 - 12/16/1997
FURMAN SELZ LLC (NEW YORK NY)
NY
08/03/1992 - 08/22/1994
KIDDER, PEABODY & CO. INCORPORATED (NEW YORK NY)
IA
Issued 02/12/1993
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/16/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/27/2001
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 07/31/1992
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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