Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Pasquale? Claim Your ProfilePasquale Frattalone is a financial advisor with over 20 years of experience in the industry. Pasquale is registered with Cambridge Investment Research Advisors, Inc. and holds licenses to provide financial advice in 12 states. Pasquale is dedicated to providing personalized financial planning and investment management services to individuals, families, and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
MN
08/18/2016 - Present
Cambridge Investment Research Advisors, Inc. (Hugo MN)
MN
07/03/2007 - 07/19/2011
WOODBURY FINANCIAL SERVICES, INC. (VADNAIS HEIGHTS MN)
MN
08/31/2004 - 07/11/2007
AMERIPRISE FINANCIAL SERVICES, INC. (NEW BRIGHTON MN)
MN
08/31/2004 - 07/03/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
NY
02/06/2004 - 08/02/2004
RBC CAPITAL MARKETS CORPORATION (NEW YORK NY)
NY
02/02/2000 - 02/06/2004
RBC DAIN RAUSCHER INC. (NEW YORK NY)
BOTH
Issued 04/12/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/21/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/13/2009
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/29/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 02/01/2000
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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