Unclaimed
Pasquale Paul Cuomo has been in the securities industry since October 30, 1981. Currently, Pasquale is registered with Trident Partners Ltd. and works from their Woodbury, NY office. Pasquale holds Series 63, 65, 7, and SIE licenses. Pasquale is registered with the following states: Arkansas, California, Colorado, Connecticut, Delaware, Florida, Georgia, Maine, Maryland, Massachusetts, New Jersey, New York, North Carolina, Ohio, Pennsylvania, South Carolina, Tennessee, Texas, and Virginia. Pasquale has previously been employed by Benjamin Securities, Inc., Carthage Group Inc., Investors Center, Inc., and Individual's Securities Ltd.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
04/20/2009 - Present
Trident Partners Ltd. (WOODBURY NY)
FL
02/25/1991 - 04/23/2009
BENJAMIN SECURITIES, INC. (PENSACOLA FL)
NY
03/06/1989 - 12/14/1990
CARTHAGE GROUP INC. (HUNTINGTON NY)
NY
04/04/1984 - 03/10/1989
INVESTORS CENTER, INC. (HAUPPAGUE NY)
NA
08/20/1981 - 04/23/1984
INDIVIDUAL'S SECURITIES LTD.
IA
Issued 04/24/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/03/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/15/1981
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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