Unclaimed
Pasquale Michael Farinella is a financial advisor at Santander Securities LLC, located in Boston, Massachusetts. Pasquale has been in the financial industry since 1995. Pasquale is registered with the state of Massachusetts. Pasquale Michael Farinella specializes in providing financial planning, selection of other advisors, and portfolio management services for individuals and businesses. Prior to joining Santander Securities LLC, Pasquale was a financial advisor at CITIZENS SECURITIES, INC. from 2005 to 2016.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
MA
03/10/2016 - Present
Santander Securities LLC (Boston MA)
MA
09/12/2005 - 02/22/2016
CITIZENS SECURITIES, INC. (DEDHAM MA)
OH
10/19/2005 - 12/02/2005
CHARTER ONE SECURITIES, INC. (CLEVELAND OH)
OH
07/29/2005 - 09/13/2005
CHARTER ONE SECURITIES, INC. (CLEVELAND OH)
RI
06/07/2004 - 08/01/2005
CCO INVESTMENT SERVICES CORP. (JOHNSTON RI)
MA
01/01/2002 - 05/28/2003
MANULIFE FINANCIAL SECURITIES LLC (BOSTON MA)
MA
12/18/1998 - 01/01/2002
MANUFACTURERS SECURITIES SERVICES, LLC (BOSTON MA)
ME
09/11/1996 - 11/16/1998
FIRST DATA DISTRIBUTORS, INC. (PORTLAND ME)
MA
03/27/1996 - 08/28/1996
METLIFE SECURITIES INC. (SPRINGFIELD MA)
NY
03/27/1996 - 08/28/1996
METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)
MA
07/27/1993 - 10/26/1995
NASL FINANCIAL SERVICES, INC. (BOSTON MA)
BC
Issued 04/12/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/08/2008
Series 24 - General Securities Principal Examination
BC
Issued 02/22/2006
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 10/05/2004
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/17/2006
Series 7 - General Securities Representative Examination
BC
Issued 10/12/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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