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Pasquale Michael Farinella

Santander Securities LLC

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About Pasquale Michael Farinella

Pasquale Michael Farinella is a financial advisor at Santander Securities LLC, located in Boston, Massachusetts. Pasquale has been in the financial industry since 1995. Pasquale is registered with the state of Massachusetts. Pasquale Michael Farinella specializes in providing financial planning, selection of other advisors, and portfolio management services for individuals and businesses. Prior to joining Santander Securities LLC, Pasquale was a financial advisor at CITIZENS SECURITIES, INC. from 2005 to 2016.

Firm Information

Pasquale Farinella is currently registered with Santander Securities LLC. Santander Securities LLC is a Limited Liability Company headquartered in Boston, MA. Founded in 2023, the firm offers financial planning, portfolio management for individuals and businesses, and selection of other advisers. Santander Securities LLC manages approximately $2,130,323,875 in regulatory assets under management for 9,813 clients. They are registered with the SEC and in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.
Santander Securities LLC

75 STATE STREET

BOSTON, MA 02109

$2.13B

Assets Under Management

Not reported

Total Clients

365

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Pasquale Farinella’s Registration & Firm History

MA

03/10/2016 - Present

Santander Securities LLC (Boston MA)

MA

09/12/2005 - 02/22/2016

CITIZENS SECURITIES, INC. (DEDHAM MA)

OH

10/19/2005 - 12/02/2005

CHARTER ONE SECURITIES, INC. (CLEVELAND OH)

OH

07/29/2005 - 09/13/2005

CHARTER ONE SECURITIES, INC. (CLEVELAND OH)

RI

06/07/2004 - 08/01/2005

CCO INVESTMENT SERVICES CORP. (JOHNSTON RI)

MA

01/01/2002 - 05/28/2003

MANULIFE FINANCIAL SECURITIES LLC (BOSTON MA)

MA

12/18/1998 - 01/01/2002

MANUFACTURERS SECURITIES SERVICES, LLC (BOSTON MA)

ME

09/11/1996 - 11/16/1998

FIRST DATA DISTRIBUTORS, INC. (PORTLAND ME)

MA

03/27/1996 - 08/28/1996

METLIFE SECURITIES INC. (SPRINGFIELD MA)

NY

03/27/1996 - 08/28/1996

METROPOLITAN LIFE INSURANCE COMPANY (NEW YORK NY)

MA

07/27/1993 - 10/26/1995

NASL FINANCIAL SERVICES, INC. (BOSTON MA)

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Licenses & Designations

BC

Issued 04/12/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/08/2008

Series 24 - General Securities Principal Examination

BC

Issued 02/22/2006

Series 51 - Municipal Fund Securities Principal Examination

BC

Issued 10/05/2004

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/17/2006

Series 7 - General Securities Representative Examination

BC

Issued 10/12/1993

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Pasquale Michael Farinella.
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