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Pasquale M Parrotta

Scotia Capital (usa) Inc.

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About Pasquale M Parrotta

Pasquale Parotta is a financial advisor currently registered with Scotia Capital (usa) Inc. Pasquale has been in the industry since July 2007 and holds several professional licenses including Series 7, 63, SIE and Series 99TO. Pasquale has previously been associated with Gleacher & Company Securities, Inc., Ally Securities LLC, Nomura Securities International, Inc. and Deutsche Bank Securities Inc. Pasquale is currently registered in New York and previously registered in Michigan.

Firm Information

Pasquale Parrotta is currently registered with Scotia Capital (usa) Inc.. Scotia Capital (usa) Inc. is a corporation formed in 1939 and headquartered in the United States. The firm is registered with the SEC and in all 50 states, as well as the District of Columbia and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

108

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Pasquale Parrotta’s Registration & Firm History

NY

05/07/2013 - Present

Scotia Capital (usa) Inc. (NEW YORK NY)

NY

07/20/2012 - 05/03/2013

GLEACHER & COMPANY SECURITIES, INC. (NEW YORK NY)

MI

10/03/2011 - 06/18/2012

ALLY SECURITIES LLC (DETROIT MI)

NY

10/13/2009 - 09/22/2011

NOMURA SECURITIES INTERNATIONAL, INC. (NEW YORK NY)

NY

11/06/2006 - 03/31/2009

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 04/13/2007

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/04/2006

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Pasquale M Parrotta.
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