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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Paschalin? Claim Your ProfilePaschalin Ann O'Brien is a financial advisor who has been working in the industry since 1997. Paschalin is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. and has been with the firm since 2005. Previously, Paschalin worked with firms like CITICORP INVESTMENT SERVICES, WADDELL & REED, INC. and CAL FED INVESTMENTS. Paschalin is licensed in several states and specializes in providing investment advice to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NV
02/26/2013 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (RENO NV)
NY
05/05/2003 - 06/03/2005
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
KS
04/04/2002 - 01/09/2003
WADDELL & REED, INC. (OVERLAND PARK KS)
CA
04/09/2001 - 03/25/2002
CAL FED INVESTMENTS (SACRAMENTO CA)
UT
11/02/1999 - 01/20/2000
ZIONS INVESTMENT SECURITIES, INC. (SALT LAKE CITY UT)
MD
01/12/1994 - 08/15/1997
FIRST MARYLAND BROKERAGE CORPORATION (BALTIMORE MD)
IA
Issued 04/16/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/26/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/12/2003
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/28/2007
Series 7 - General Securities Representative Examination
BC
Issued 01/11/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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