Unclaimed
Pascal Dib Karam is a financial professional with over 5 years of experience in the industry. Pascal has held various roles at prominent financial institutions including BGC Financial, L.P., Cantor Fitzgerald & Co., and Aqua Securities L.P. Currently, Pascal is registered with BTIG, LLC and holds the Series 7TO, SIE, and Series 99 licenses. Pascal is also a Series 27 Principal. Pascal has a strong understanding of the financial markets and a commitment to providing clients with exceptional service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CA
08/23/2021 - Present
Btig, LLC (SAN FRANCISCO CA)
NY
05/12/2018 - 08/17/2021
FENICS EXECUTION, LLC (NEW YORK NY)
NY
05/10/2018 - 08/17/2021
AQUA SECURITIES L.P. (NEW YORK NY)
NY
05/10/2018 - 08/17/2021
BGC FINANCIAL, L.P. (NEW YORK NY)
NY
05/10/2018 - 08/17/2021
CF SECURED, LLC (NEW YORK NY)
NY
05/10/2018 - 08/17/2021
GFI SECURITIES LLC (NEW YORK NY)
NY
05/10/2018 - 08/17/2021
MINT BROKERS (NEW YORK NY)
NY
01/05/2018 - 08/17/2021
CANTOR FITZGERALD & CO. (NEW YORK NY)
NY
05/10/2018 - 07/01/2021
SUNRISE BROKERS LLC (NEW YORK NY)
NY
05/16/2018 - 09/29/2020
CASTLEOAK SECURITIES, LP (NEW YORK NY)
NY
05/10/2018 - 05/27/2020
CFWP SECURITIES, LLC (NEW YORK NY)
BC
Issued 09/23/2019
Series 27 - Financial and Operations Principal Examination
BC
Issued 03/18/2023
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/05/2018
Series 99 - Operations Professional Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MEMX LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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