Invested Better
Unclaimed

Unclaimed

Unclaimed

Parvonneh Gutter

National Financial Services LLC

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Parvonneh? Claim Your Profile

About Parvonneh Gutter

Parvonneh Gutter is a financial professional with over four years of experience in the industry. Parvonneh is currently registered with National Financial Services LLC and holds Series 63, SIE, and Series 7 licenses. Parvonneh previously worked with Fidelity Brokerage Services LLC in Covington, Kentucky.

Firm Information

Parvonneh Gutter is currently registered with National Financial Services LLC. National Financial Services LLC is a Limited Liability Company formed in June 2000. The firm is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. The firm has been the subject of 45 regulatory event disclosures, 1 civil event disclosure and 14 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

598

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Parvonneh Gutter’s Registration & Firm History

KY

12/01/2020 - Present

National Financial Services LLC (COVINGTON KY)

KY

11/21/2016 - 11/03/2020

FIDELITY BROKERAGE SERVICES LLC (COVINGTON KY)

Not sure if Parvonneh Gutter is right for you?

Licenses & Designations

BC

Issued 12/01/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/21/2016

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Parvonneh Gutter.
Not sure if Parvonneh Gutter is right for you?