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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Parth? Claim Your ProfileParth Shah is a financial advisor in Baltimore, MD and has been working in the industry since November 2015. Parth Shah is currently registered with Morgan Stanley and has been with the firm since August 2017. Prior to that, Parth Shah was with MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED in HUNT VALLEY, MD. Parth Shah has passed a number of industry exams including the Series 66, Series 24, Series 9, Series 10, SIE, and Series 7. Parth Shah's current registrations include Maryland and Virginia. Parth Shah is also registered as an investment advisor representative in Maryland.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
MD
09/13/2017 - Present
Morgan Stanley (Baltimore MD)
MD
06/17/2015 - 04/04/2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (HUNT VALLEY MD)
BOTH
Issued 08/12/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/28/2018
Series 24 - General Securities Principal Examination
BC
Issued 12/04/2017
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/21/2017
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/17/2015
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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