Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Parth? Claim Your ProfileParth Parikh is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc., based in Charlotte, NC. Parth has been in the financial industry since 2019 and holds a Series 7TO, Series 63, Series 65, and SIE licenses. Before joining Merrill Lynch, Parth worked at Fred Alger & Company, LLC, Vanguard Marketing Corporation and Brighthouse Securities, LLC. Parth specializes in advising high-net-worth individuals, corporations, insurance companies, and charitable organizations. Parth focuses on providing financial planning, portfolio management, and pension consulting services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
08/02/2024 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (CHARLOTTE NC)
NY
01/05/2022 - 05/28/2024
FRED ALGER & COMPANY, LLC (NEW YORK NY)
NC
06/21/2021 - 12/17/2021
VANGUARD MARKETING CORPORATION (CHARLOTTE NC)
NC
12/18/2019 - 05/26/2021
BRIGHTHOUSE SECURITIES, LLC (Charlotte NC)
IA
Issued 03/28/2024
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/31/2020
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/04/2021
Series 7TO - General Securities Representative Examination
BC
Issued 12/18/2019
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 11/18/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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