Unclaimed
Parth Patel is a financial professional with Loop Capital Markets LLC. Parth Patel holds the Series 63, Series 52TO, and SIE licenses. Parth Patel is registered with FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Transition management services/equity research services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
Negotiated fees for research services
1
2
NY
02/07/2022 - Present
Loop Capital Markets LLC (NEW YORK NY)
BC
Issued 01/20/2024
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/05/2022
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/07/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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