Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Parrish? Claim Your ProfileParrish James Smith is an investment advisor representative with Neuberger Berman BD LLC and has been in the industry since 2014. Parrish Smith holds a Series 66 license and is registered with FINRA. The advisor is currently licensed in 41 states, including New York, New Jersey, and California. Parrish Smith is also registered with the state of New York as an investment advisor representative. The advisor has a variety of licenses and experience in the investment industry.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
NY
04/10/2021 - Present
Neuberger Berman BD LLC (NEW YORK NY)
BOTH
Issued 05/21/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/17/2014
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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